Name: Securities: The One Platform Advantage
Start: 2026-05-28T12:00:00-04:00
End: 2026-05-29T18:00:00-04:00
Location: The Westin Edina Galleria

Securities: The One Platform Advantage

More Flexibility. More Control. One Powerful Platform.

May 28 - May 29, 2026

Minneapolis, MN

Register HERE

Join Simplicity and learn how to unlock the power of a unified securities platform. Discover how integrating
investment and insurance solutions can help elevate your practice, enhance client value, and drive scalable growth.

Comprehensive Wealth Platform

Learn how Simplicity’s distinct approach to advisory growth helps advisors stand out in today’s competitive landscape.

Holistic Approach

Capture investment and insurance business

End-to-End Sales Process

Integrated technology, unique value, and training

Paid-For Lead Generation

Marketing opportunities for qualifying advisors

Institutional Trading Capabilities Backed by Innovation

Curated List of Top Money Managers

Proprietary Risk Management & Monitoring

Direct Indexing & Tax-Loss Harvesting

Tax-Optimized Transitions

Retirement Plan Management

Robust UMA Framework & SMA Model Portfolios

Leading Broker-Dealer

Explore how top advisors deliver greater portfolio diversification, asset protection, and client confidence with registered insurance solutions.

Sensible Compliance

Competitive Payouts

Flexible Cost Structures

Personalized Support

Deep Product Expertise

Best-in-Class Products from Top-Rated Carriers

Variable Annuities

Registered Index-Linked Annuities (RILAs)

Variable Universal Life

Private Placement Life Insurance

Brokerage, 401(k), and 529 Plans

Attendees Will Also Receive an Exclusive Preview of Simplicity's Proprietary Risk Scoring, Portfolio Monitoring, and Communication Tech

• Monitors portfolio performance in accordance with client risk tolerance

• Automates personalized client portfolio communications

• Helps clients remain committed to their investment plans

• Attracts new business with a unique value proposition

Wealth

Comprehensive RIA

Holistic Approach

Capture investment and insurance business

Proven Sales Process

Integrated technology, unique value, and training

Lead Generation and Marketing Support

Paid-for marketing campaigns for qualifying advisors

Institutional Trading Capabilities

Proprietary Risk Management and Monitoring

Direct Indexing and Tax-Loss Harvesting

Tax-Optimized Transitions

Retirement Plan Management

Robust UMA Framework and SMA Model Portfolios

Investments

Leading Broker-Dealer

Sensible Compliance

Competitive Payouts

Flexible Cost Structures

Personalized Support

Deep Product Expertise

Products from Reputable Carriers

Variable Annuities

Registered Index-Linked Annuities (RILAs)

Variable Universal Life

Private Placement Life Insurance

Retirement Plans and More

Securities Partners

Strategic Pathways for Helping More Clients and Maximizing Business Value

Simplicity Wealth Advisors Business Succession Planning

Protected Tomorrows Special Needs Planning and Advocacy

Retirement Plan Solutions and Executive Benefits

Securities Partners

Strategic Pathways for Helping More Clients and Maximizing Business Value

Simplicity Wealth Advisors Business Succession Planning

Protected Tomorrows Special Needs Planning and Advocacy

PlanScope360 Governmental 403(b) and 457(b) Plan Oversight

Wealth

Comprehensive RIA

Holistic Approach

Capture investment and insurance business

Proven Sales Process

Integrated technology, unique value, and training

Lead Generation and Marketing Support

Paid-for marketing campaigns for qualifying advisors

Institutional Trading Capabilities

Proprietary Risk Management and Monitoring

Direct Indexing and Tax-Loss Harvesting

Tax-Optimized Transitions

Retirement Plan Management

Robust UMA Framework and SMA Model Portfolios

Investments

Leading Broker-Dealer

Sensible Compliance

Competitive Payouts

Flexible Cost Structures

Personalized Support

Deep Product Expertise

Products from Reputable Carriers

Variable Annuities

Registered Index-Linked Annuities (RILAs)

Variable Universal Life

Private Placement Life Insurance

Retirement Plans and More

Securities Partners

Strategic Pathways for Helping More Clients and Maximizing Business Value

Simplicity Wealth Advisors Business Succession Planning

Protected Tomorrows Special Needs Planning and Advocacy

PlanScope360 Governmental 403(b) and 457(b) Plan Oversight

Comprehensive Wealth Platform

Learn how Simplicity’s distinct approach to advisory growth helps advisors stand out in today’s competitive landscape.

Holistic Approach

Capture investment and insurance business

Proven Sales Process

Integrated technology, unique value, and training

Lead Generation and Marketing Support

Paid-for marketing campaigns for qualifying advisors

Institutional Trading Capabilities Backed by Innovation

Curated List of Top Money Managers

Proprietary Risk Management & Monitoring

Direct Indexing & Tax-Loss Harvesting

Tax-Optimized Transitions

Retirement Plan Management

Robust UMA Framework & SMA Model Portfolios

Leading Broker-Dealer

Explore how top advisors deliver greater portfolio diversification, asset protection, and client confidence with registered insurance solutions.

Sensible Compliance

Competitive Payouts

Flexible Cost Structures

Personalized Support

Deep Product Expertise

Best-in-Class Products from Top-Rated Carriers

Variable Annuities

Registered Index-Linked Annuities (RILAs)

Variable Universal Life

Private Placement Life Insurance

Brokerage, 401(k), and 529 Plans

Comprehensive Wealth Platform

Learn how Simplicity’s distinct approach to advisory growth helps advisors stand out in today’s competitive landscape.

Holistic Approach

Capture investment and insurance business

Proven Sales Process

Integrated technology, unique value, and training

Lead Generation and Marketing Support

Paid-for marketing campaigns for qualifying advisors

Institutional Trading Capabilities Backed by Innovation

Curated List of Top Money Managers

Proprietary Risk Management & Monitoring

Direct Indexing & Tax-Loss Harvesting

Tax-Optimized Transitions

Retirement Plan Management

Robust UMA Framework & SMA Model Portfolios

Leading Broker-Dealer

Explore how top advisors deliver greater portfolio diversification, asset protection, and client confidence with registered insurance solutions.

Sensible Compliance

Competitive Payouts

Flexible Cost Structures

Personalized Support

Deep Product Expertise

Best-in-Class Products from Top-Rated Carriers

Variable Annuities

Registered Index-Linked Annuities (RILAs)

Variable Universal Life

Private Placement Life Insurance

Brokerage, 401(k), and 529 Plans

Agenda

thursday,

May 28

3:00 PM

3:45 PM

5:00 PM

6:00 PM

Welcome and Kickoff

Advisor Business Journey

Meeting Concludes

Welcome Dinner

Friday,

May 29

7:00 aM

8:00 aM

12:00 PM

12:45 PM

1:15 PM

2:30 PM

3:00 PM

Breakfast

Wealth Platform

Lunch

Strategic Pathways

Investments

Partnership Opportunities

Meeting Concludes and Departures

Agenda

Thursday,

March 28

3:00 PM

Welcome and Kickoff

5:00 PM

Advisor Business Journey

5:00 PM

Meeting Concludes

6:00 PM

Welcome Dinner

Friday,

March 29

7:00 AM

Breakfast

8:00 AM

Wealth Platform

12:00 PM

Lunch

12:45 PM

Strategic Pathways

1:15 PM

Investments

2:30 PM

Partnership Opportunities

3:00 PM

Meeting Concludes and Departures

Agenda

tuesday,

October 14th

Arrivals at Leisure

6:00 PM

Welcome Dinner

wednesday,

october 15th

7:00 aM

Breakfast

8:00 AM

Meeting

12:00 PM

Lunch

2:00 PM

Departures

Travel and Meeting Details

Hotel accommodations

Simplicity will cover the cost of the hotel room for you at the Westin Edina Galleria. Upon registration a room will be booked for you. Simplicity's Events Team will share confirmation details with you prior to the event.

Qualifications

Advisors must have a Series 6, 7, 65, or 66 Securities license to attend.

flights

Simplicity will cover the cost of flights for advisors who have $3 million+ in vetted AUM. Once AUM is confirmed, the Simplicity Events Team will connect you with the travel team to book your flights.

Cost

Simplicity will cover hotel accommodations at the Westin Edina Galleria for all advisors. For advisors with a
Series 65 license and over $3M+ in AUM, Simplicity will also cover airfare.

Ground Transportation

Each person is responsible for booking his/her own transportation to/from the airport. Uber or Lyft is the best way to get from MSP to The Westin.

What to bring

Meeting attire is business casual. Meeting rooms can get chilly, so we suggest you bring a jacket. You can bring a laptop or tablet to take notes, though notebooks and pens will be provided.

Disclaimer: Please note that if you are currently affiliated with a broker-dealer, your registration is subject to approval. Please do not proceed with any flight bookings to the event (if applicable) until you receive confirmation of approval from the events team.

Travel and Meeting Details

Hotel accommodations

Simplicity will cover the cost of the hotel room for you at the Westin Edina Galleria. Upon registration a room will be booked for you. Simplicity's Events Team will share confirmation details with you prior to the event.

Qualifications

Advisors must have a Series 6, 7, 65, or 66 Securities license to attend.

flights

Simplicity will cover the cost of flights for advisors who have $3 million+ in vetted AUM. Once AUM is confirmed, the Simplicity Events Team will connect you with the travel team to book your flights.

Cost

Simplicity will cover hotel accommodations at the Westin Edina Galleria for all advisors. For advisors with a
Series 65 license and over $3M+ in AUM, Simplicity will also cover airfare.

Ground Transportation

Each person is responsible for booking his/her own transportation to/from the airport. Uber or Lyft is the best way to get from MSP to The Westin.

What to bring

Meeting attire is business casual. Meeting rooms can get chilly, so we suggest you bring a jacket. You can bring a laptop or tablet to take notes, though notebooks and pens will be provided.

Disclaimer: Please note that if you are currently affiliated with a broker-dealer, your registration is subject to approval. Please do not proceed with any flight bookings to the event (if applicable) until you receive confirmation of approval from the events team.

Hotel

The Westin Edina Galleria

3201 Galleria

Edina, MN 55435

Simplicity has secured a room block at the hotel. A room will be reserved for you upon registration.

Investment advisory and financial planning services are offered through Simplicity Wealth, LLC, an SEC-registered investment adviser.

SEC registration does not constitute an endorsement of the firm, nor does it indicate that the adviser has attained a particular level of skill or ability.

Securities offered through Simplicity Investments, Inc., Member FINRA/SIPC, 475 Springfield Ave., Summit, NJ 07901, 303-797-9080

Simplicity Wealth Office

Northland Executive Center

3600 American Blvd W

Bloomington, MN 55431

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The Venue

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